WebProspective CFTC whistleblowers should submit a Form TCR (Tip, Complaint, or Referral) after they identify a potential Commodity Exchange Act violation and they understand the anti-retaliation and … Web§ 155.3 - Trading standards for futures commission merchants. (a) Each futures commission merchant shall, at a minimum, establish and enforce internal rules, …

47 CFR § 90.155 - Time in which station must be placed in operation.

WebThe purpose of the regulation is to prevent various forms of customer abuse, such as the fraudulent allocation of trades, by providing an adequate audit trail that allows customer orders to be tracked at every step of the order processing system. WebNov 9, 2004 · If adopted, the amendment would include the consents required under Commission rules 155.3 (b) (2) and 155.4 (b) (2) among the prescribed disclosures, … the pete pittsburgh

155.1, 155.2, 155.3, 155.4, 155.8 Terms Office of Counsel

WebMar 19, 2024 · On March 17, 2024, the CFTC provided market participants with temporary no-action relief from compliance with certain regulatory requirements that have become … Web(a) Definitions. In addition to those definitions in § 155.20, for purposes of this subpart, the following terms have the following meaning: . Applicable Children's Health Insurance Program (CHIP) MAGI-based income standard means the applicable income standard as defined at 42 CFR 457.310(b)(1), as applied under the State plan adopted in accordance … Web(a) Each Member shall maintain adequate books and records necessary and appropriate to conduct its business including, without limitation, the records required to be kept under CFTC Regulations 1.18, 1.32 through 1.37, and 1.71 for the period required under CFTC Regulation 1.31. (b) Each FCM Member and Forex Dealer Member must: the peten jungle guatemala